Cover art for Governance and Conduct Obligations in Financial Services
Published
Lexis Nexis, December 2016
ISBN
9780409343489
Format
Softcover

Governance and Conduct Obligations in Financial Services

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This text provides an introduction to the nature of obligations which are specifically imposed on high managerial agents of corporations, and also provides an overview of general conduct obligations, mis-selling and conduct risk generally in financial services. Corporate Governance in Financial Services is a useful resource for practitioners working in the areas of commercial law, corporations law, intellectual property, litigation and media and communications.

Features

Unifying framework for examining the nature of obligations specifically imposed on high managerial agents of corporations and also an overview of general conduct obligations, mis-selling and conduct risk generally in financial services

Plain English explanations of complex concepts

Related Titles

Baxt, Black & Hanrahan, Securities and Financial Services Law, 8th ed, 2012

Farrar & Hanrahan, Corporate Governance, 2016

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